Which of the following persons is EXCLUDED from registration as an investment adviser under the Investment Advisers Act of 1940?
A. A person who renders advice only on foreign securities
B. A person who renders advice only on U.S. Government securities
C. A person who renders advice only on municipal securities
D. All of the above

Answers

Answer 1

Answer:

B. A person who renders advice only on U.S. Government securities

Explanation:

According to the United States Securities and Exchange Commission, SEC, which oversees investment advisers, primarily under the Investment Advisers Act of 1940 and the rules adopted under that statute, specifically in Section 202(a)(11) (A)-(E), where it listed various or different those of persons or firms that are exempted by the Advisers Act from the definition of an investment adviser, in which it includes any person or firm who renders advice only on U.S. Government securities.

Hence, the right answer is Option B. : A person who renders advice only on U.S. Government securities


Related Questions

Most psychologists would advise parents who want to change a child's bad behavior to make greater use of

Answers

Answer:

reinforcement than of punishment

Explanation:

Parents sometimes rush to "punishment" when thinking about the consequences of children's actions. When parents use negative reinforcement for the behavior of their child they tend to reduce or remove the negative outcome. On the other hand, punishment induces a negative outcome in an attempt to reduce the behavior. Psychologists advise parents to better understand their children by listening, compassion, and corporation.

Which property describes a material ability to conduct heat

Answers

Answer:

Conductivity

Explanation:

Conductivity in metal is a measure of a material's ability to transmit heat, or electricity (or sound).

According to Nostrand, Mormons refer to themselves as "LDS" or "saints" and to non-Mormons as "gentiles." What does "LDS" stand for

Answers

Answer:

Latter Day Saint

Explanation:

Mormons is a religious group which was founded by Joseph Smith and it involves the belief of the tenets of Christianity which involves believing Jesus Christ died for the sins of mankind and in the trinity(God the father , son and Holy Spirit). They also embraced some rules set down by their founder which includes avoiding caffeinated drinks etc.

According to Nostrand, Mormons refer to themselves as "LDS" which is known as Latter Day Saints or "saints" and to non-Mormons as "gentiles."

Answer:

latter-day-saints

Explanation:

What country WILL have the highest population on Earth? (In the future)

Answers

Answer: India

Explanation: India is expected to have the highest population on earth in the future, with almost 1.6 billion people.

Hope it helps!

Predict what event is an example of geographic factors having a significant effect on buffalo in Texas?

Answers

Answer:

Low rain, fertile soil

Explanation:

Although this question is incomplete, we can still provide some information that can help guide your answer.

Buffalos (or bisons) were once an abundant species that roamed the American plains. The number of buffalo decreased from about 60 million to a couple dozen between the early 1800s and the early 1900s. However, in recent years, government efforts have brought back this species from the brink of extinction.

While often associated with the American West, these animals lived in other regions of the country, including Texas. The number of buffalo in Texas varied based on several factors, including many geographic ones, such as rain and soil quality. For example, when rain was scarce, vegetation was hard to find. Water was also found in limited supply. This led the buffalo to migrate to other areas. Similarly, areas with fertile soil were used for agriculture, which made the land unavailable to the herds. These are examples of geographic factors that had a significant impact on buffalo in Texas.

S Assignment
2
Which of the following is the best example of a hypothesis?
A
11 Plants arow all over the world 11

Answers

Answer:

i don't understand

give example

How does A/B Testing work?

Answers

Explanation:

AB testing is essentially an experiment where two or more variants of a page are shown to users at random, and statistical analysis is used to determine which variation performs better for a given conversion goal.

Pls Mark As BrainLiest

The higher you get above sea level, the hotter it gets because you are closer to the sun.
Please select the best sender provided

T
Or
F

Answers

Answer:

The higher you get above sea level, the hotter it gets because you are closer to the sun it is false

As you go to higher altitudes, there are less air molecules pushing down on you (lower pressure). When the pressure of a gas decreases, the temperature also decreases . Therefore, the air temperature is lower at higher altitudes.

Explanation:

hope it will help ^_^

Answer:

I say True because water be hot at top

You just passed the BCBA exam an in your excitement drive home quickly to tell your family. Unfortunately you get pulled over and get a speeding ticket. In this case you should:

Answers

Answer:

Report it to the BACB within 30 days

Explanation:

In this case you need to report it to the BACB within 30 days of having gotten the speeding ticket. The Behavior Analyst Certification Board focuses on meeting professional credentialing needs identified by behavior analysts, governments, and consumers of behavior analysis services. They require that any infractions or involvement with the law by a graduate needs to be reported to them as quickly as possible and within the 30 day limit set by them.

The primary reason that confounding variables pose problems for researchers is because they tend to Group of answer choices be difficult to explain scientifically. be difficult to measure. vary in magnitude. vary along with one another.

Answers

Answer:

vary along with one another.

Explanation:

Confounding variable is a term in research methodology that describes a form of an additional variable that the researcher did not prepare for.

In other words, it is considered as an external influence that alters the effect of a dependent and independent variable. For example, the weather could be considered as a confounding variable that may change the effect of the experiment design.

However, because confounding variables vary along with one another, they have the tendency to ruin an experiment and lead to worthless results. They can also initiate bias.

Hence, the primary reason that confounding variables pose problems for researchers is that they tend to VARY ALONG WITH ONE ANOTHER.

There are three boxes. One box is labeled BANANAS, another is labeled STRAWBERRIES and the last is labeled MIXED. All of the boxes are labeled incorrectly. You are only allowed to reach into one box and take out one piece of fruit. Without looking into the box, how will you fix the labels?

Answers

Answer:

The answer is:

If all the boxes are mislabeled then:

1. You take a fruit from the box that is labeled as Mixed, if a banana comes out it means that it is the box of bananas.

2. Then you change the label of the strawberries with the mixed one and each box would be left with its respective label.

Explanation:

We name each tag as:

B, S, and M. Bananas, Strawberries, and Mixed.

The first thing you know is that all the boxes have the wrong label.

- You put your hand in to remove a fruit from the Mixed box.

- If a banana comes out of the box, it is because it is B's box and we change the label.

- There is a loose label, but since box 2 says it has the wrong label then these 2 are changed.

Now all the labels are in their correct place with their correct fruit.

According to the information presented in the lecture, what can be said about personality? a. It is the behaviors, attitudes, beliefs, and values of a person. b. It can develop throughout a person’s life. c. It affects how a person reacts and adjusts in his or her environment. d. all of the above

Answers

Answer:

D. all of the above

Explanation:

The correct statement would be that a person's personality changes throughout his or her life and it is affected with all the options given in the query. The correct option matching the statement is D.

The behaviors, attitudes, beliefs and values of a person and that these factors can develop throughout a person's life and that it affects how a person reacts or adjusts in his or her environment.

Behaviors, attitudes, beliefs and values of a person form a major part of a person's personality and they get reflected whenever there is a slight change in any of these factors.

Personality can be developed throughout the lifetime of a person because of the events that are experienced by such person throughout different stages and ages of life.

The personality of a person largely depends on the environment he or she adapts to. There may be different personality of same person in two different life environments.

Hence, the correct option is D that all of the options above are true about the personality of a person.

To know more about personality, click the link below.

https://brainly.com/question/2857147

TFA teachers are required to jump into new situations with flexibility and curiosity to learn quickly, thus appealing to people with

Answers

Answer:

High conscientiousness

Explanation:

High conscientiousness is a term that describes that an individual is accountable and credible. It is believed that an individual with a high level of conscientiousness is promising at developing long-term goals, organizing, scheming, and working always to accomplish these goals.

Hence, TFA teachers are required to jump into new situations with flexibility and curiosity to learn quickly, thus appealing to people with High conscientiousness, because for that, teachers must possess qualities in their personality so that they are constantly prepared to withstand the situation and learn with the flexibility and comfort.

Which of the following things will affect your credit score?
A. Skipping payments on your cell phone account.
B. Paying your bills on time.
C. Paying your bills late.
D. All of the above​

Answers

All of the above. Hope this helped :)

An integral part of democracy is, by definition, citizen participation. Comment on the following statement:Without active participation by most of its citizens, a democracy is a failure.Suggest ways citizens can be active participants, and discuss reasons why some citizens may not participate. [MO1.4]

Answers

Answer:

ELLA NO E AMA

Explanation:

Communication researchers use the term argumentativeness to describe vicious and destructive interaction. True or False.

Answers

Answer:

This is false.

Explanation:

There is a difference between destructive interaction and argumentativeness. While destructive interaction is done with a negative mindset, that is it is done to attack others. Argumentativeness is being able to take a stand on an issue and defending your viewpoint and also rejecting any viewpoint that is not in line with yours.

Most people never address large audiences and live in fear of public speaking. Why then should you hone your presentation skills

Answers

Answer:

The interpretation including its subject being discussed is outlined in the portion on speech below.

Explanation:

It seems to be completely accurate perhaps we will not communicate to such a massive audience, and thereafter communications skills seem to be of paramount significance in both works as well as personal lives. In industry, it would be very interesting to just get across the stage. That could be as easy as having to ask for something like a hike rather than leave. Communication skills will give everyone the edge to get the job done. Skills in honing delivery will help resolve anxiety.The key components that stood out have been verbal communication, facial expressions, appropriate pauses, conservative word selection, and speech rate.

Select the correct answer.
In which country did the pogroms take place between 1881 and 1882?
A.
Turkey
B.
Russia
C. Hungary
D.
Romania​

Answers

Answer:

B.Russia

Explanation:

Anti Jewish prohroms in the Russian Empire were large-scale targeted and repeated anti Jewish rioting that first began in the 19th Country.

Progroms began occurring after the Russian Empire, which previously had very few Jews...

Who is responsible to keep track of how much CPT you do and ensure you remain immigration compliant?

Answers

Answer:

you are responsible

Explanation:

Graduate students may request CPT for enrollment in their semester course, which is an integral part of student graduate studies. If a student completes 12 months (11 months and 29 days) or more of full-time CPT, he or she will not be eligible for Optional Practical Training (OPT). It is the student's responsibility to monitor how many months he / she participates in the CPT. Students wishing to participate in the CPT must enroll in the executive format of the respective program. All the tasks included in the course must be completed in order to comply with the CPT process and to pass the course.

what country's capital sinks every year

Answers

Answer:

Mexico

Explanation:

The country's capital that sinks every year is Mexico. The capital  Mexico city  is built on a lake in the southern part of Meseta and it sinks every year by half a foot. Mexico city is the largest and the most populous city in Mexico and the whole of North America. it is very reach in cultural displays and traditions it is the country's most important economic, political, and cultural center. and also one of the important economic hubs/center in the whole of Latin America. it's name was official change to mexico city by president  Enrique Pena Nieto.

Johanna Murray, a climate campaigner at The National Footprint Foundation, is known in her organization to be a campaigner of caliber and high performance. She recently worked on a campaign against global warming during which she worked extremely hard to achieve project milestones. However, the campaign failed as it could not achieve the desired objective. Due to this, her manager, Brenda Owens, gave her a poor performance appraisal. In the appraisal, Brenda said that Johanna was not motivated and failed to reach out to 25,000 people through Internet media to spread awareness about climate change. Which of the following, if true, weakens Brenda's statement?
A) Johanna lacks experience in publicizing campaigns using Internet media.
B) Brenda was unable to make time for Johanna to brief her on the tasks involved in carrying out the campaign's media strategy.
C) Johanna recently moved from the agriculture campaign to the climate campaign.
D) Johanna's previous job involved an extensive amount of researching on environmental issues.
E) Brenda is known in the organization to be a fair and unbiased manager.

Answers

Answer:

The correct answer is option B. Brenda was unable to make time for Johanna to brief her on the tasks involved in carrying out the campaign's media strategy.

Explanation:

Among all other choices given the best answer would be option B as if Brenda was not available to brief Johanna on the tasks involved in carrying out the media strategy for campaign, and if true it weakens the Brenda's statement about the Johanna.

As Brenda is manager of Johanna its her job to explains and brief about the tasks her trainee or junior need to carry out.

Thus, the correct answer is - option B.

What effect did the three-fifths compromise have on antebellum American national government?

a. It created a lasting split between the North and the South on numerous issues of national importance.
b. It ensured that the national government was able to collect taxes adequate for the needs of the growing country.
c. It is the primary reason why Southern-born presidents, House leaders, and Supreme Court justices often dominated antebellum American national government.
d. It weakened the national government and gave more power to the states.

Answers

Answer:

The correct answer is A. The Three-Fifths Compromise created a lasting split between the North and the South on numerous issues of national importance.

Explanation:

The Three-Fifths Compromise was an agreement between the northern states and the southern states of the United States during the Philadelphia Convention of 1787, by which it was established in the United States Constitution that African American slaves from the south would count as three fifths of a free citizen, granting states south of the Mason Dixon Line greater representation in the House of Representatives.

This in turn generated a situation of tension between both regions of the nation, given the constant political and social differences between both societies, which could not reach an agreement in Congress and where the southern states had a greater number of representatives in under said clause.

Which river is NOT providing water for millions of people in the Middle East? Jordan Euphrates Tigris Riyadh

Answers

Answer:

Jordan

Explanation:

1. Explain what values and beliefs that help form the economic and political ideas of a
person or party are? Explain how they might be shaped and how it impacts you.

Answers

In general, we can affirm that values ​​focused on freedom and social well-being are what help to form the economic and political ideas of a person or party. However, freedom and social well-being are relative concepts that can be different between each individual. Many people associate these concepts with them and their peers and, therefore, seek to support parties that encourage these values ​​in a more segregated and individualized way. Other people, however, have these values ​​in a more humanistic way and seek to associate themselves with parties that share this type of thinking.

In this case, we can say that the values ​​defended by political parties can shape people's thinking about a country's economy and politics. The problem with this, is that depending on the party, this mold can be harmful and harm people like me, who are part of social minorities, or even harm people who defend another type of thinking.

Which is a true description of the Hispanic population of the United States?


A. Spanish-speakers are the largest language minority.

B. Hispanics have a short history in the United States.

C. Hispanics have had little influence on U.S. culture.

D. Latino immigrants face few difficulties in adjusting to American life.


Answers

Answer:

D. Latino immigrants face few difficulties in adjusting to American life.

Explanation:

Hispanic and Latino Americans depict a population that is the second-largest ethnic group in the United States, 52 million people or 16.7% of the national population, of them, 47 Million are American citizens.

hope it helps :)

please mark it the brainliest!

how an idiomatic translation could be obtained with the help of translation units’ usage.

Answers

Answer:

The idiomatic translation can be obtained through the use of the translation units, establishing equivalent phrases between one language and others, but which do not necessarily use the same words.

Explanation:

You need to know that translation units is a term that refers to the translation of a text through words and phrases that have a meaning equivalent to those used in the original language in which the text was written. This means that the translated text will not have a literal meaning, but an equivalent one and will allow the reader to understand it in any way.

Explain culture with reference to your society and culture

Answers

Answer:

Culture consists of the beliefs, behaviors, objects, and other characteristics common to the members of a particular group or society. Through culture, people and groups define themselves, conform to society's shared values, and contribute to society.

Explanation:

Answer:

Culture and society is defined to the people and conform society value and contribute to the society.

Explanation:

Culture is used in a social anthropology, and culture refer to the members of the society, religion, media to understand even language itself.

Culture does not describe a single fixed entity, culture is the change by the individuals media and technology.Culture is perform as that evolves in the same biological evolution, and to produced unique results and historical moment.Culture depend on a physical conditions, culture is responsible for the other people.Culture in contrast consists of the ideas, attitude, and benefits of a society, and rise the multiple national culture.Culture is the processed to contrast in the non material aspects of culture and physical culture idea.Culture is only recognize a singles  standard to the group of the people to that accountable.Culture to include a wider variety of society and concept of culture to include a society.Culture is often used in the objects and symbol and the values and social life.

What views society as groups, communities, and aggregates of people, all in constant competition over resources and power

Answers

Answer:

the answer is sociology

At the _____ level of Kohlberg's moral development theory, behaviors are guided by self-interest to obey the rules in order to avoid punishment.

Answers

Answer:

Pre-conventional

Explanation:

Lawrence Kohlberg holds a prominent place for his theory on moral development which stresses that cognitive growth contributes to moral development. The pre-conventional level is the first among the three levels, proposed by him. Each level is further categorized into two sub-stages. The main motivation at the pre-conventional level is to avoid punishment. Children at this point begin to understand that they can escape punishment if they obey the rules. Rewards and possible punishments determine the decision of the children.

The state vs the national government describes an economic conflict true or false

Answers

Answer:

true

Explanation:

Answer:

true

................

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