A broker who is found to be in violation of the Occupational Code for commingling funds may be subject to which of the following disciplinary actions by the Department? A) An order to pay 125% of the amount to the consumer B) A requirement that financial statements certified by a CPA be filed with the Department on a quarterly basis C) A criminal fine of up to $1,000 D) Imprisonment for up to one year-this one I think

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Answer 1

Disciplinary actions by the Department would be (d) Imprisonment for up to one year.

Any criminal conduct that a person does while engaging in their lawful line of work is considered an occupational crime. Alternatively put, occupational crimes are those that a person commits while at work or at their place of business which leads to imprisonment. The majority of the time, workplace violence is conducted by abusing the system structures already in place. Depending on the crime, it may be perpetrated by a single person or a group of people. The definitions of white-collar crime and professional crime are extremely similar. White-collar crimes are described as non-violent crimes done by people at their places of employment in order to profit financially. These people are frequently high-ranking and frequently have access to the company's systems and funds, which they can then use for their own gain.

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Related Questions

In New York Times v. Sullivan, the Supreme Court ruled that statements about public figures are examples of libel only when they are made with malice and and reckless disregard for the truth. How does this ruling support a healthy democracy?

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The ruling in New York Times v. Sullivan supports a healthy democracy by allowing for the free exchange of ideas and information.

This ruling means that people are free to speak openly about public figures—even if their statements are controversial or unpopular.

This freedom of speech and expression helps to keep our democracy healthy by ensuring that people are able to openly criticize and debate topics without fear of retaliation.

Answer: 1. it allows people the freedom to criticize public officials, 2. schools, prisons, military bases, 3. journalists are entitled to cover trials, it is difficult for public officials to win libel cases

Explanation:

test lol

The laws to which the courts must look when deciding how to rule in a particular case are sourced from?

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The constitution serves as the source for the laws that the courts must consider when determining how to rule in a particular case.

What is constitution?

The guidebook for a state is its constitution. It lays out the guiding ideals that guide state administration. In addition to describing the state's primary institutions, it also outlines their interrelationships (for example, between the executive, legislature and judiciary). In contrast to an unwritten constitution, which is not written, a written constitution is created in the form of a book or document. It takes a constituent assembly of the people to create and adopt a written constitution. Constitutions evolve over time, which is how an unwritten constitution came to be.

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pursuant to the equal protection clause of the fourteenth amendment to the u.s. constitution, if a law prevents individuals from exercising a fundamental right, the action will be subject to .

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Pursuant to the equal protection clause of the fourteenth amendment to the u.s. constitution, if a law prevents individuals from exercising a fundamental right, the action will be subject to strict scrutiny.

In U.S. sacred regulation, when a regulation encroaches upon a crucial established right, the court might apply the strict scrutiny standard. Strict scrutiny holds the tested regulation as hypothetically invalid except if the public authority can show that the law or guideline is important to accomplish a "convincing state revenue". The public authority should likewise exhibit that the law is "barely custom-made" to accomplish that convincing reason, and that it utilizes the "least prohibitive signifies" to accomplish that reason. Inability to fulfill this guideline will bring about striking the law as illegal.

The standard is the most elevated and generally severe norm of legal survey and is important for the degrees of legal investigation that courts use to decide if a sacred right or rule ought to give way to the public authority's revenue against recognition of the guideline. The lesser principles are reasonable premise survey and demanding or middle investigation. These principles are applied to rules and government activity at all degrees of government inside the US.

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(Complete question) is:

pursuant to the equal protection clause of the fourteenth amendment to the u.s. constitution, if a law prevents individuals from exercising a fundamental right, the action will be subject to______.

explain the different types of jurisdiction a court must have before it can render a binding decision in a case.

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Jurisdiction is the authority of a court to hear and decide a specific action. Civil courts have four types of jurisdiction: Personal Jurisdiction ,Subject Matter Jurisdiction Subject Original Jurisdiction Appellate Jurisdiction

Matter Jurisdiction: It can try cases of a particular type and relate to a particular subject. Territorial Jurisdiction: It can try cases within its geographical limit, and not beyond the territory. Jurisdiction is the authority given to a legal body like a court to administer justice within a defined field of responsibility. The Supreme Court in India has three types of jurisdictions – original, appellate and advisory as provided in Articles 131, 133 – 136 and 143 respectively of the Indian Constitution. Jurisdiction is the authority of a court to hear and decide a specific action. It is based on the case of Marbury v. Madison, which basically held that the judiciary had the right and power to determine whether the laws and actions of the other two divisions (legislature, executive) are constitutional.

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Patricia intends to study the analysis of the results of last five Presidential elections.Which of the following would be authentic sources for the study?
A) The official websites of the Democratic and Republican parties
B) The personal websites of the presidential candidates who lost the last five elections
C) A political commentator's website that is popular among people from a certain region
D) Articles published in a newspaper known to be non-aligned toward any political party

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Patricia intends to study the analysis of the results of last five Presidential elections. D) Articles published in a newspaper known to be non-aligned toward any political party  would be authentic sources for the study.

In the Urban language school, aural and written genuine material created for local speakers is a key resource. Advertisements, movies, television shows, documentaries, news broadcasts, literature, poems, and newspaper articles are all examples of real sources.

Teachers of urban languages use real sources to assist pupils develop their reading ability in the target language. Articles, for example, might be a low-stress approach of introducing authentic material.

They also demonstrate to students how different grammatical structures and idioms are employed in everyday language. Advertisements, news programs, and films are also excellent resources for improving listening skills and conveying cultural context. They serve as a jumping off point for class discussions and media literacy talks.

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Which of the following strategies for expanding civil rights would the Reverend Martin Luther King Jr. have been most likely to support?
sabotaging the electricity supply to the homes of segregationist leaders
boycotting elections to underscore the problem of African American disenfranchisement
intimidating elderly whites to discourage them from supporting Jim Crow laws
boycotting stores that enforced segregationist policies

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Boycotting stores that enforced segregationist policies strategies for expanding civil rights would the Reverend Martin Luther King Jr. have been most likely to support.

What is civil right?

A class of rights known as civil and political rights guards against the violation of peoples' freedom by the government, other social institutions, and private parties. They guarantee one's right to take part in society's and the government's communal and political life without persecution or prejudice. Protection from demarcation on the base of coitus, race, sexual exposure, public origin, color, age, political cooperation, race, social class, religion, and disability is included in civil rights. Individual rights similar as sequestration and the freedom of study, speech, religion, press, assembly, and movement are also included.

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The legislative branch has power to approve international treaties negotiated by the executive branch. This is an example of: ________

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The legislative branch has power to approve international treaties negotiated by the executive branch. This is an example of checks and balances.

The legislative branch of government is the branch that makes laws and rules for the country with the support of the executive branch of government.

In a democratic democracy, the tasks, powers, and rights of the three branches of government (legislature, executive, and judiciary) are apportioned in such a way that no one branch of government has limitless authority and that checks and balances are in place.

As a result, international agreements negotiated by the Executive Branch require Legislative Branch approval.

Checks and balances refers to the separation of power in the United States government, which is secured by the institution of three distinct branches.

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If no higher or lower speed is posted, the speed limit within city limits is 50kph (31 mph) for all vehicles, except for vehicles with a lower speed limitation.

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True: If no higher lower speed is posted the speed limit within the city limits is 50kph for all vehicles except for vehicles with a lower speed limitation.

Speed Limit simply refers to the top posted speed that any vehicle is allowed to travel on a road or highway. Depending on the national speed unit standard, the speed limit shown on the speed signboard is the maximum speed allowed on the road in kph or mph. The maximum speed for all vehicles inside city borders, barring those having a lower speed restriction, is 50 kph (31 mph) if neither a higher nor a lower limit is stated. Thus, the given statement is true.

High-speed limits are typically provided on National Roads, Motorways, and Freeways; these limits are posted at each location where those roads enter the system, as well as at regular intervals with repeater speed signposts. Until a lower speed is suggested due to temporary traffic control during ongoing road maintenance or construction, the speed restrictions over the entire stretch of that road are often pretty steady.

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Apex Corporation is creating a marketing campaign for a new product. The company has identified one particular photograph it wants to use in this campaign. Apex would like exclusive rights to the image for a period of five years and is willing to pay up to $10,000. What type of license should Apex seek?
A. Rights-free license
B. royalty-managed license
C. rights-managed license
D. royalty-free license

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Apex would like exclusive rights to the image for a period of five years and is willing to pay up to $10,000. The rights-managed license type of license should Apex seek. Thus, option (c) is correct.

What is license?

The term license refers to the permission granted to the specific field. It was the legal document on the issued by the government. The license was the giving the permission to drive the car.

According to the case, the Apex Business firm is creating a marketing campaign for a new product. The company has identified one particular photograph it wants to use in this campaign. It was the willing to pay up to $10,000. It was the rights-managed license on the used of the photo.

As a result, the significance of the license are the aforementioned. Therefore, option (c) is correct.

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