Discretion is the administration of a punishment or reward in accordance with morals that a given society considers correct.
What is Discretion?
Acting with discretion is using one's own power and discretion. A judge may use his or her discretion when making legal decisions, such as whether to exclude evidence from a trial. Discipline is viewed negatively by some people and favourably by others. There is discretion in front-line bureaucrats of many different types and at many levels of law enforcement. Most frequently, those in positions of power have the freedom to choose how they will use or exercise that power. The capacity to make choices that are responsible and may require knowledge of what is morally acceptable, just, or smart.
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Which of the following international organizations were founded upon principles that were in direct opposition to the approach to international politics advocated in the second paragraph?
Collective security and cooperation organizations, such as the League of Nations and the United Nations
International organizations which were founded upon principles that were to the approach to international politics is D)Collective security and cooperation organizations, such as the League of Nations and the United Nations.
A co-operative organization is a relationship of people, ordinarily of restricted implies, who have voluntarily consolidated to accomplish a typical economic end through the development of a democratically controlled association, making evenhanded distributions to the capital required, and tolerating a decent amount of hazard and advantages of the endeavor.
The word 'co-activity' represents living respectively and cooperating. Participation is a type of business association the just system of deliberate association reasonable for less fortunate individuals. It is an association wherein people voluntarily partner together as individuals on a premise of fairness, for the advancement of financial interests of themselves.The agreeable development has three objectives — Better living, Better business and Better farming.
Hence,correct option is d.
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(Complete question) is:
Which international organizations were founded upon principles that were in direct opposite to the approach advocated in the 2nd paragraph?
A. Regional trade agreements such as ASEAN and Mercosur
B. International economic institutions promoting free trade, such as the
International Monetary Fund and the World Bank
C. Cold War military alliances such as NATO and the Warsaw Pact
D. Collective security and cooperation organizations, such as the League
of Nations and the United Nations
explain why factions are more easily controlled in republics than in direct democracies (paragraphs 17-19)
In a republic, citizens elect representatives to deal with the government, so the citizens don't have to. This way the citizens are directly contributing.
What is republic?
A republic is both a "state in which the people or their representatives hold the reins of power; especially, a state without a monarchy" and "the governance, or system of government, of such a state" (from the Latin res publica, "public business"). The phrase was formerly, and particularly in the 17th and 18th centuries, used to denote a state with a democratic or representative constitution (constitutional republic), but more recently it has also been used to denote authoritarian or dictatorial regimes that are not controlled by a monarch. It is currently mostly used to refer to any non-monarchical state with a president who has been elected or appointed.
The term "republic" is a component of 159 of the 206 sovereign nations in the globe as of 2017.
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What is national labor relations act definition us history
The National Labor Relations Act is a law that grants workers the right to form or join unions; engage in defended conditioning to address or ameliorate working conditions.
Congress legislated the National Labor Relations Act(" NLRA") in 1935 to cover the rights of workers, to encourage collaborative logrolling, and to dock certain private sector labor and operation practices, which can harm the general weal of workers, businesses and theU.S. frugality.
The NLRA guarantees the right of workers to organize and bargain inclusively with their employers and to engage in other defended combined exertion. workers covered by the NLRA * are defended from certain types of employer and union misconduct.
It focuses on private-sector workers. It prohibits employers from snooping with workers who wish to exercise their collaborative logrolling rights.
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In your opinion, should ride share drivers (people who drive for companies like Uber or Lyft) be classified as employees or independent contractors? Why or why not?
I believe that ride-share drivers should be classified as employees rather than independent contractors. Ride share drivers are responsible for providing a service to customers and are subject to the rules and regulations of the ride-share company.
What is Uber?Generally, As such, they should have the same rights and protections that employees enjoy, such as minimum wage, overtime pay, health insurance, and other forms of job-related benefits.
Furthermore, ride share drivers are subject to the same degree of control and direction from the ride-share company as an employee would be, and they are not able to set the terms and conditions of their own employment. Therefore, they should be classified as employees.
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The concept of _____ ensures that morality does not interfere with our inclination to obey the law.A. Legal positivismB. Public lawC. Natural lawD. Administrative law
The concept of Legal positivism ensures that morality does not interfere with our inclination to obey the law.
A school of scientific adjudication known as legal positivism was substantially created in the 18th and 19th centuries by legal theorists like Jeremy Bentham and John Austin. The most popular legal positivist person who wrote this article in English has been H. L. A. Hart, who revealed in 1958 that common usages of "positivism" as adhered to law also included the claims that:
1. laws are controls of human beings;
2. there is no necessary relationship between law and morality, that is, between law as it is and as it ought to be;
3. Correct judgements can be deduced from specified legal norms sans making reference to social circumstances in a closed, formal legal system.
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f the broker receives a cash payment in an amount of $10,000 or greater from a single transaction, he or she must?
He must complete Form 8300, Report of Cash Payments Over $10,000 Received in a Trade or Business.
What are you saying, my trade?Trade is the exchange of goods and services, frequently for cash, between one person or entity to another. A network or structure that facilitates trading is referred to as a market by economists.
Bartering, or trading without using money, was an early type of trade that involved the direct exchange of products and services for other commodities and services. Modern business negotiations typically involve a medium of exchange like money.
Therefore, selling and earning can be distinguished from purchasing. The creation of money, along with the letter of credit, paper money, and virtual currency, tremendously facilitated and encouraged trade. Bilateral trade is business conducted between two parties, whereas multilateral trade involves more parties.
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Read this excerpt from the dissenting opinion of Justice Louis Brandeis in New State Ice Co. v. Liebmann, and select the passage that characterizes how the federal system allows flexibility in dealing with local and regional issues.
"To stay experimentation in things social and economic is a grave responsibility. Denial of the right to experiment may be fraught with serious consequences to the nation. It is one of the happy incidents of the federal system that a single courageous state may, if its citizens choose, serve as a laboratory; and try novel social and economic experiments without risk to the rest of the country."
The federal system allows flexibility in dealing with local and regional issues by serving as a laboratory.
In federal systems, political power is split between two independent, directly elected sets of governments, one national and the other subnational. A constitutional separation of powers is typically established between the national government, which has control over the entire national territory, and provincial governments, which have independent control over their own spheres of influence. These federal systems exhibit a wide range of governmental and political structures. First, there are a few systems that stand out because their federal configurations reflect rather distinct cultural divides. Switzerland is a prime example of this, with its citizens speaking four different languages (German, French, Italian, and Romansch), and a federal structure that connects 26 historically and culturally diverse cantons and demicantons.
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under what circumstances might the court overturn a previous precedent ?
The Dodd-Frank Act's oversight allowing regulation of banking fees and available products has been considered as not being in the best interests of a free market. true or false
The correct answer is true. Timing is not a major factor when making financial decisions. It has been argued that the Dodd-Frank Act's provision authorising regulation of banking fees and offered products is not in the best interests of a free market.
Dodd-Frank, the broadest overhaul of Wall Street in history, will stop the excessive risk-taking that caused the financial catastrophe. The measure also offers rational safeguards for American families, establishing a new consumer watchdog to stop mortgage lenders and payday lenders from taking advantage of them. In light of other amendments that give the U.S. government new authority to resolve failing, systemically important nonbank financial institutions, the Dodd-Frank Act modified the Federal Reserve's ability to provide emergency liquidity to nondepository institutions under Section 13(3) of the Federal Reserve Act.
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Assignment 3.7. Wills trusts, and estate administration
Natalie Robinson dies without a will. The tollowing relatives survive her: a husband. Len: an adopted daughter. Lana: a toster son. I homas: two sisters. Faith and Nadine: a brother. I hor: her
mother, Simone; her father, Ernie; her mother-in-law, Isla; Len's sister, Cynthia; an aunt, Rose; an uncle, Oscar; two nephews, Donnie and Kevin, sons of her deceased brother, William; a
niece, Diane, daughter of her deceased sister, Sharon; a grandson, David, son of her deceased daughter, Denise; a granddaughter, Luella, daughter of her deceased daughter, Nancy; and
Manny, a husband by a prior marriage whom she divorced.
Who is the intestate:
Who is the administrator or administratriX
3. Name the laws that govern the passage of the decedent's estate
4. Hind and cite the state statute that would determine the nassage of Natalie's estate in vour state
Name the decedent S lineal relatives who are ascendants and descendants
b. Name the colateras related to the decedent
TaList al the potential successors (heirs )of the decedent
8. Name the relationship that entitles the persons in Ouestion 7 to possibly share in the decedent's estate
The answer response are given below:
The intestate refers to a person who dies without a will.The administrator or administratrix refers to the person appointed by the court to manage and distribute the estate of a person who dies without a will.The laws that govern the passage of the decedent's estate are referred to as intestate succession laws. These laws determine who will inherit the property of a person who dies without a will.The state statute that would determine the passage of Natalie's estate would vary based on the state in which she resided at the time of her death. In most states, the state's probate code governs the distribution of an intestate estate.Natalie's lineal relatives who are ascendants include her mother, Simone; her father, Ernie; and her mother-in-law, Isla. Her lineal relatives who are descendants include her adopted daughter, Lana; her foster son, Thomas; her grandson, David; and her granddaughter, Luella.The collateral relatives related to the decedent include her two sisters, Faith and Nadine; her brother, Ihor; Len's sister, Cynthia; her aunt, Rose; her uncle, Oscar; two nephews, Donnie and Kevin; a niece, Diane; and a husband by a prior marriage, Manny.The potential successors (heirs) of the decedent would typically include her surviving spouse, Len, and her children, Lana, Thomas, David, and Luella. In some states, Natalie's siblings and parents may also be considered as potential heirs.The relationship that entitles the persons in question 7 to possibly share in the decedent's estate is that of legal heirs under the state's intestate succession laws.What is the intestate about?Intestate: A person who dies without a valid will is said to have died intestate. In this case, their assets will be distributed according to state law, rather than the individual's wishes.
Therefore, Administrator or Administratrix: An administrator or administratrix is the person appointed by the court to manage the estate of an intestate decedent. The administrator is responsible for collecting and distributing the assets of the estate to the rightful heirs.
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Which of the following demonstrates how various forms transform the representation of content?
Different directors use their individual styles to portray the same plot and characters demonstrates how various forms transform the representation of content.
What is representation of content?
The way gender, age, ethnicity, national and regional identity, social issues, and current events are handled and presented in media texts is known as representation. The knowledge and comprehension of an audience concerning these crucial subjects can be shaped by media texts. As a result, they have significant influence over beliefs and behaviors. The way gender, age, ethnicity, national and regional identity, social issues, and current events are handled and presented in media texts is known as representation. In media and information literacy, media representation is a fascinating, multifaceted subject.
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at a party, a man poisons the food of his neighbor. the man wants revenge for the hideous color his neighbor painted his house. the neighbor gets very sick and needs to go to the hospital. the sick neighbor can sue the man who poisoned his food for which of the following?
The sick neighbor can sue the man who poisoned his food for the battery.
What is meant by Sue?to pursue legal action against a person or organization, particularly to pursue monetary compensation for harm suffered: He threatened legal action against the letter's allegations because he was so furious about them; initiate a civil lawsuit against: to sue another person for damages.
"continue, persevere," from Anglo-French suer "follow after, continue," from Old French suir, sivre "pursue, follow after, sue in court" (Modern French suivre), from Vulgar Latin *sequere "follow," from Latin sequi "follow" A sarcastic expression implying that a person who disagrees with the speaker's actions or opinions can take legal action against the speaker. quotations.
The majority of the time, it is because someone has not treated you fairly. You might have been hurt physically or financially by them. It's possible that they failed to deliver on their promises. It's possible that they are refusing to pay you a debt.
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Describe the division of powers between Central and State Governments in India.
A three-fold distribution of legislative authority between the Union and the State Governments results in the division of power between the Central and State Governments. Union List, State List, and Concurrent List are the three lists.
(i) Union List: It contains topics of national importance, such as the nation's defence, international relations, banking, communication, and currency. Only the Central Government has the authority to decide these issues.
To maintain consistency in these regions' policies across the nation, these issues have been included to the Union List.
(ii) State List: It includes topics with state and local significance, including law enforcement, business, commerce, agriculture, and irrigation. Only the State Governments have the authority to enact laws and decide on these issues.
(iii) Concurrent List: This section contains topics that concern both the Central and State Governments. It covers issues including marriage, education, forests, and labour unions. The State and Central Governments both have decision-making authority over these matters .
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life in southeast asia in the seventeenth century was probably better than it was in other parts of asia during the same time period because _____.
Life in Southeast Asia in the seventeenth century was probably better than it was in other parts of Asia during the same time period because the geography of the area created soils that generated numerous useful components.
What do you know about Southeast Asia?
Since almost all of Southeast Asia is located between the tropics, the region's climate and plant and animal life are similar. In general, the weather is warm, while highland parts have colder temperatures. Early foreign traders were very interested in the region's many distinctive marine and forest items since they were rare elsewhere. The monsoon winds, which frequently blow from the northwest and then switch to blow from the southeast, have an impact on the entire region.
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Proponents of which of the following believe that judges should use their power broadly to further justice?
a. judicial restraint
b. strict constructionism
c. judicial activism
d. originalism
Proponents of judicial activism believe that judges should use their power broadly to further justice.
What is judicial activism?
A judicial theory known as judicial activism maintains that the courts can and should consider wider societal ramifications of their judgements in addition to the relevant law. The phrase typically means that judges deviate from precedent and rely their decisions more on personal convictions. Both the general idea of judicial activity and particular activist rulings are the subject of political controversy. Judicial activism is strongly related to questions of statutory interpretation, judicial activism, and the separation of powers.
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Which of the following doctrines empowers courts to declare the actions of other government bodies unconstitutional?
a. Judicial review
b. Federal supremacy
c. Federalism
d. Separation of powers
Judicial review doctrines empowers courts to declare the actions of other government bodies unconstitutional.
What is Judicial Review?Actions taken by the executive, legislative, and administrative branches are all subject to judicial review. Judicial review is the ability of a nation's courts to look at the legislative, executive, and administrative activities of the government and assess if they are in accordance with the constitution. Any action deemed to be unconstitutional is deemed to be inconsistent and is deemed invalid. The capacity of the Court to declare a Legislative or Executive act to be in violation of the Constitution is its most well-known power, but it is not contained in the Constitution's text. In the case of Marbury v. Madison, the court established this theory (1803).
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Which of the following are judicial decisions that interpret the relevant constitutional, legislative, and regulatory laws?A. CitationsB. InjunctionsC. Case lawD. Dicta
Citations are judicial decisions that interpret the relevant constitutional, legislative, and regulatory laws.
What are Citations?A "citation" is how you indicate to your audience that a particular passage in your writing was taken from another source. Additionally, it provides your readers with the knowledge they need to locate the location information for that source on the reference or Works Cited page. A pair of parenthesis must be used with every citation. Citations can be made in APA, MLA, or Chicago Manual of Style, among other formats. The last name of the author, the year of publication, and the page number are normally included in APA in-text citations, and the complete citations are found on a references list at the conclusion of the article.
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a third party who is not part of an original contract but who is transferred a duty to perform set forth in the original contract is called an g
A third party who is not part of an original contract but who is transferred a duty to perform set forth in the original contract is called a Delegatee.
Delegation in contract law and legal principles refers to the act of assigning another person the duty of executing out the performance specified in a contract. Three parties are involved in this act: the delegator, the delegatee, and the obligee. The delegator assumed the duty to perform under the contract; the delegatee takes on the responsibility of doing so; and the obligee is the one to whom this action is owed. If the delegatee doesn't perform up to par, the obligee can choose to treat this as a breach of the initial contract by the delegator or he can claim third-party beneficiary status and pursue all remedies available to third-party beneficiaries under the agreement between delegator and the delegatee. If there was no regard for the delegation, the delegator would still be responsible for any failure to perform, but the delegatee would have no further obligations.
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hich of the following best describes legislation that could be used to address problems with overfishing? A) The Convention on International Trade in Endangered Species of Wild Fauna and Flora ( CITES ) uses A trade rules to protect commercially valuable species. B) The Clean Water Act regulates the discharge of pollutants in surface waters.C) The Resource Conservation and Recovery Act ( RCRA ) provides guidelines for the management of aquatic resources. D) The Delaney Clause of the Food, Drug, and Cosmetic Act regulates the harvesting of fish species for human consumption.
Guidelines for the management of aquatic resources are provided under the Resource Conservation and Recovery Act (RCRA).
What are aquatic resources ?wetlands, streams, lakes, rivers, springs, seeps, reservoirs, ponds, groundwater, riparian regions, and the wildlife that lives there are all considered aquatic resources. Permanent, cyclical, flowing, still, unmanmade, or seasonal bodies of water are all considered aquatic resources. Aquatic resources include both wetland and nonwetland waters, such as ponds, lakes, streams, rivers, drainages, ditches, and riparian areas. Examples of wetland waters include vernal pools, swales, freshwater marshes, various seasonal wetlands, etc (i.e., mixed riparian scrub, mixed riparian woodland, etc.). Aquatic resources play a crucial role in rural livelihoods due to the inadequacies of local diets and the prevalence of chronic malnutrition. Aquatic resources play a crucial role in preserving people's health and wellbeing as the primary supply of animal protein in diets that are already protein-deficient.
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carter was stopped by the police and accidentally mistaken as a wanted criminal. he was taken to the police station and held for four days. if he were to sue, what law would be applicable?
Carter was stopped by the police and accidentally mistaken as a wanted criminal. If he were to sue, civil law would be applicable.
What is civil law?
Civil law is an international legal system. The fundamental source of law is a referable system that contains the key principles of Roman law. Roman law serves as the intellectual underpinning for the civil law system. It is sometimes said that the common law system, which originated in medieval England, is similar to the civil law system. Contrary to civil law, which takes the form of legal texts, common law systems historically obtained their rules from uncodified case law that arose from judicial decisions, treating earlier court decisions as binding precedent.
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True or False? The United States has adopted the country of origin principle to determine the application of law in international online disputes.
True , under the home country principle, companies providing services in one country are automatically entitled to provide services in other Member States under the rules of their home country.
Mexico held consultations with the United States regarding the mandatory Indication of Origin (COOL) provisions in the Agricultural Marketing Act of 1946 as amended by the Agriculture, Security and Rural Investment Act of 2002 and the Food, Conservation and Energy Act of 2008. requested. Amended by implementation as regulations published as 7 CFR Parts 60 and 65. Their determination of nationality deviates significantly from international standards of national origin indication, a situation not justified by the need to achieve a legitimate end.
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in schenk v. united states (1919), the supreme court decided that free speech could be suppressed when .
That the First Amendment's guarantee of free speech may be curtailed if the words uttered or written pose a "clear and present danger" to society.
Charles Schenck was accused of espionage in Schenck v. United States for mailing printed press releases that were critical of something like the military draught. Oliver Wendell Holmes, writing for a unanimous court, sustained Schenck's conviction and determined that the Conspiracy Act did not violate the First Amendment.
Any regulation that restricts nonviolent draught opposition is a denial of the First Amendment's right to free speech and press, such as the Espionage Act.
One of the Supreme Court cases that must be studied for AP U.S. Political system is Schenck v. United States. The ruling, in this case, led to the precedent-setting finding that speech that poses a "clear and present danger" is not protected under the First Amendment.
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Was the Free Soil Party a political party?
Yes,the Free Soil Party was a Political Party.It came in existence from 1848 to 1854.
The Free Soil Party was a brief alliance ideological group in the US dynamic from 1848 to 1854, when it converged into the Conservative Faction. The party was to a great extent zeroed in on the single issue of restricting the extension of subjugation into the western domains of the US.
The Free Soil Party framed during the 1848 official political decision, which occurred in the consequence of the Mexican-American Conflict and discussions over the augmentation of servitude into the Mexican Cession. After the Whig Party and the Leftist alliance assigned official applicants who were reluctant to preclude the expansion of subjugation into the Mexican Cession, abolitionist subjection liberals and Whigs got together with individuals from the abolitionist Freedom Party to frame the new Free Soil Party. Running as the Free Soil official competitor, previous President Martin Van Buren won 10.1 percent of the famous vote, the most grounded well known vote execution by an outsider up to that point in U.S. history.
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* What factors can shape or impact a plan to process a crime scene?
* Describe the difference between a primary crime scene and a secondary crime scene. How are they related?
according to the text, how many of the largest corporate credit unions were ultimately declared insolvent during the recent financial crisis?
according to the text, surveys of businesses in developing countries during the pandemic found that 46 percent expected to fall into arrears. The crisis ended a period of significant growth in banking sector wealth in many advanced economies. .
The experience of the global financial crisis, the post-crisis market environment and changes in the regulatory framework have had a significant impact on the banking sector around the world In response to the new business environment, banks have reassessed and adjusted their business strategies and models. At the same time, many banking systems in developed economies are grappling with low profitability and legacy issues. The crisis ended a period of significant growth in banking sector wealth in many advanced economies. Several capacity indicators show that the banking sector has contracted relative to economic activity in some countries directly affected by the crisis. This adjustment was primarily due to a reduction in the size of the business, not a withdrawal of the company from the market. The financial sector is growing in countries less affected by the crisis, especially in large emerging markets (EMEs). Concentration in the banking system tends to increase, with a few exception
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The power of both the state and federal governments to influence education policy is an example of __________ federalism.Select one:a. layer-cakeb. marble-cakec. pineapple-upside-down-caked. pancake
The power of both the state and federal governments to influence education policy is an example of marble cake.
What is the marble cake about?
The power of both the state and federal governments to influence education policy is an example of "marble-cake" federalism.
In "marble-cake" federalism, powers and responsibilities are intermingled and shared between the state and federal governments, creating a "marbled" or mixed distribution of power. Both state and federal governments play a role in shaping education policy, with the federal government setting certain standards and guidelines, and states having the primary responsibility for implementing and administering education programs. This type of federalism allows for a combination of national uniformity and local control in education policy.
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FILL IN THE BLANK. riding with their ___ on at all times and avoid riding in vehicle's blind spots will help motorcyclists to be seen.
Riding with their headlight on at all times and avoid riding in vehicle's blind spots will help motorcyclists to be seen. Hence, the correct answer is headlight.
What do you understand by vehicle's blind spots?A blind spot is simply an area that neither your unaided eyes nor your car's mirrors can cover, as the name implies. The majority of the vehicles in the back are visible in your rearview mirror, while those in front are directly in front of you. Every automobile has blind spots. These are areas or zones that a driver cannot see when looking in their vehicle's side- or rear-view mirrors. A driver should always turn their head and scan the road for other vehicles when changing lanes because blind spots exist. A blind spot is a small area of the visual field in each eye where the optic disc, also known as the optic nerve head, is located within the retina.
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explain the meaning of section 377 of the penal code
Answer:
Section 377 of the Indian Penal Code (IPC) is a colonial-era law that criminalized homosexuality and other forms of sexual activity between individuals of the same sex. The law, which was enacted in 1860, classified such behavior as "carnal intercourse against the order of nature" and punished it with imprisonment up to life.
The interpretation and application of Section 377 has been the subject of significant controversy and activism, with many people advocating for its repeal or revision in order to protect the rights and dignity of LGBTQ individuals in India. The law has been used to arrest, prosecute, and discriminate against people based on their sexual orientation, and has had a significant impact on the ability of LGBTQ people to openly express their identity and engage in intimate relationships.
In 2018, India's Supreme Court declared Section 377 unconstitutional, ruling that it violated the right to privacy and equality guaranteed by the Indian Constitution. This ruling was widely celebrated as a significant victory for LGBTQ rights in India, and has since been implemented nationwide.
Identify whether the examples exemplify the principle of political equality or the principle of liberty.
1) Opponents of campaign finance disclosure laws argue that these requirements present an extraordinary burden on citizens wishing to participate in politics.
2) New York City Mayor Michael Bloomberg spent over $1 billion of his own money to fund his run for the Democratic presidential nomination in 2020.
3) In Shaw v. Reno, the Supreme Court struck down a majority minority district in North Carolina as vote dilution in violation of the equal protection clause.
Political equality refers to a community's ability to have voluntary members who are on an equal footing in terms of political influence or authority.
The examples exemplify the principle of political equality or the principle of liberty can be classified as -
1) Opponents of campaign finance disclosure laws argue that these requirements present an extraordinary burden on citizens wishing to participate in politics. - Liberty
Michael Bloomberg, the mayor of New York City, invested more than $1 billion of his own funds to support his bid for the 2020 Democratic presidential nomination.
2) New York City Mayor Michael Bloomberg spent over $1 billion of his own money to fund his run for the Democratic presidential nomination in 2020. - Liberty
Campaign finance disclosure rules are opposed on the grounds that they place a heavy burden on voters who want to engage in politics.
3) In Shaw v. Reno, the Supreme Court struck down a majority-minority district in North Carolina as vote dilution in violation of the equal protection clause. - Political equality
In Shaw v. Reno, the Supreme Court invalidated a North Carolina district with a majority of minorities as a violation of the equal protection principle due to vote dilution.
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which statement is true about an introducing broker-dealer? a introducing broker-dealers keep custody of customer funds and securities b introducing broker-dealers send customers trade confirmations and statements of account c introducing broker-dealers maintain their accounts at a clearing firm d introducing broker-dealers cannot be finra members
The claim concerning an introducing broker-dealer is valid since (c) introducing broker-dealers keep their accounts at a clearing company.
The required details for broker-dealer in given paragraph
A broker-dealer (B-D) is a person or corporation that trades securities for its own account or on behalf of clients. Because the majority of stock brokerages serve as both agents and principals, the term "broker-dealer" is used to define them in terms of U.S. securities laws. When a brokerage executes orders on behalf of its clients, it performs the role of a broker (or agent), as opposed to the role of a dealer (or principal), when the brokerage trades for its own account.
A financial institution known as a broker-dealer engages in the trading of securities on behalf of customers but may also trade on its own behalf.
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