Mary, who is licensed as an agent in State A, got a promotion and will turn her clients over to Julie, who is licensed only in State B. Before Julie can take over the accounts, she must A) register with State A B) receive permission from each of those clients C) register with FINRA D) register with the NYSE

Answers

Answer 1

Julie, who is taking over the clients of Mary in State A, but registered in State B, must first A) register with State A.

Julie does not need permission from all the clients in State A.  It is not required that she must register with FINRA or the NYSE because she was registered before.

Thus, Julie only needs to register with State A to take over Mary's clients in State A.

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Related Questions

Consider Australian football, cricket, and field hockey. Of the three, list which of those sports you find the most interesting, why it interests you, and a few rules of the game.

Answers

Answer:

Basic Rules Of Cricket

Cricket is played between two teams each made up of eleven players. ...

Games comprise of at least one innings where each team will take turns in batting and fielding/bowling.

The fielding team will have a bowler bowl the ball to the batsman who tries to hit the ball with their bat.

Explanation:

hope this helps

Sample Response: Students should select one of the listed sports and be able to describe some unique features of the sport highlighted in the test. Their interest in the sport can be pretty much anything including their relative obscurity in the US mainstream, past experience playing with family, or because they seem uniquely challenging. 

Salmon, Incorporated issues 500,000 shares of preferred stock for $60 a share. The stock has a fixed annual dividend rate of 5% and a par value of $18 per share. The current price of the preferred stock is $64 a share. If sufficient dividends are declared, preferred stockholders can anticipate receiving annual dividends of: _________

Answers

If sufficient dividends are declared, preferred stockholders can anticipate receiving annual dividends of: $0.90 per share.

Using this formula

Annual dividends= Par value × Fixed Annual dividend rate

Where:

Par value= $18 per share

Fixed Annual dividend rate= 5% or 0.05

Let plug in the formula

Annual dividends= $18 per share × 0.05

Annual dividends= $0.90 per share

Inconclusion if sufficient dividends are declared, preferred stockholders can anticipate receiving annual dividends of: $0.90 per share.

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In AHP procedure, can you explain the reason why we need to check the consistency and briefly explain the method of consistency checking?

Answers

In AHP Procedure, the reason why we need to check the consistency is:

To make sure that the pairwise comparison results are accurate

The brief explanation of the method of consistency checking is:

The weights of the individual elements are are calculated using pairwise comparison so that there would be a comparison of two advantages

The AHP which means Analytical Hierarchy Process has to do with the organization of the various processes that is responsible for the analysis of complex decisions making use of mathematics and psychology.

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how often should a financial checkup be completed

Answers

Answer:

a financial checkup should be completed annually.

A government securities dealer quotes a 3 month Treasury Bill at 6.00 Bid - 5.90 Ask. A customer who wishes to sell 1 Treasury Bill will receive:

Answers

The customer who wishes to sell one (1) Treasury Bill will receive $5.90 if a government securities dealer quotes a 3 month Treasury Bill at 6.00 Bid - 5.90 Ask.

The "bid" price is the rate at which the buyer will purchase the security, while the "ask" (offer) price is the rate at which the seller will be willing to sell.

Thus, in this situation, the selling customer will receive $5.90 per Treasury Bill while the dealer will sell it for $6.00, making profit of $0.10 ($6.00 - $5.90).

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How might a recent college graduates investment portfolio differ from someone who is nearing retirement?

Answers

Answer: someone who is retiring has more experience on what to invest in than someone who is still getting used to knowing what to invest in

Explanation:

Joey bought a dozen oranges for $3. 50 and several bananas for $0. 25 each at the grocery store. Joey spent a total of $5. 75 on the fruit. Which number line best represents the number of bananas Joey purchased?.

Answers

The number of bananas that Joey purchased would be represented on a number line with digits 0 to 10 by marking point 9 with a dot (circle) as shown in the image attached.

Let the number of bananas be B.

Given the following data:

A dozen oranges = $3. 50Bananas = $0. 25Total cost = $5.75

Note: A dozen oranges is equal to 12 oranges.

To determine the number line that best represents the number of bananas Joey purchased:

First of all, we would calculate the number of bananas that Joey purchased:

[tex]3.50 +0.25B =5.75\\\\0.25B =5.75-3.50\\\\0.25B =2.25\\\\B=\frac{2.25}{0.25}[/tex]

B = 9 bananas.

For the number line:

The number of bananas that Joey purchased would be represented on a number line with digits 0 to 10 by marking point 9 with a dot (circle) as shown in the image attached.

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____ is a disadvantage of capital intensive production

Skilled workers will be paid more than unskilled workers

Customized products are easier to make

Quality can be standardized, the same every time

Employees may become demotivated

Answers

quality can be standardized the same every time

Answer:

Quality can be standardized, the same every time

Explanation:

Capital intensive production has direct impact on quantity of production

There are basically two types of production

Labour intensivecapital intensive

the amount of output in a specific amount of time with a given amount of resources is referred to as:

Answers

Based on the definition described above, the best answer would be Productivity.

Productivity in business is:

The amount of goods produced in a certain amount of time.Based on a limited number of resources.

The productivity of a company is what most impacts its success because the higher the productivity, the more goods can be produced and sold to make more profit.

In conclusion, the answer is productivity.

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listed below are several transactions. for each transaction, indicate whether the cash effect of each transaction is reported in a statement of cash flows as an operating, investing, financing, or noncash activity. also, indicate whether the transaction is a cash inflow or cash outflow, or has no effect on cash. the first answer is provided as an example.

Answers

Operating cash flow simply means the measure of the amount of cash that's generated by the normal business operations of a company.

Cashflow from investing activities refers to the cash that has been generated on non-current assets that are intended to produce a profit in the future.

Cash flow from financing activities is a section of a company's cash flow statement, that shows the net flows of cash that are used to fund the company.

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To assist broker-dealers with compliance, NASAA prepared a fee disclosure template. Based on the template, all of the following broker-dealer charges would be disclosed except A) brokerage commissions. B) fees for issuance of stock certificates. C) account transfer fees. D) account maintenance fees.

Answers

Account transfer fees and account maintenance fees would not be disclosed as the broker-dealer charges.

NASAA means the North American Securities Administrators Association.

The NASAA prepared a fee disclosure template to assist broker-dealers with compliance.

Based on the template, the following broker-dealer charges which would be disclosed includes:

account inactivity feecharges for late paymentsissuance of a stock certificateaccount transfer fees

In conclusion, all of the following broker-dealer charges would be disclosed except the account transfer fees and account maintenance fees.

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what is consumer's Equilibrium?​

Answers

Answer:

[tex] \huge{ \red{A} \green{N} \blue{S} \orange{W} \pink{E} \red{R} \blue{:-}}[/tex]

When consumers make choices about the quantity of goods and services to consume, it is presumed that their objective is to maximize total utility. In maximizing total utility, the consumer faces a number of constraints, the most important of which are the consumer's income and the prices of the goods and services that the consumer wishes to consume. The consumer's effort to maximize total utility, subject to these constraints, is referred to as the consumer's problem. The solution to the consumer's problem, which entails decisions about how much the consumer will consume of a number of goods and services, is referred to as consumer equilibrium.

What tool in Word can you use to search your entire document for spelling and grammar errors?

Grammar Fixer
Spelling Dictionary
Spelling Help
Spelling and Grammar Check

Answers

Answer:

Spelling and Grammar check.

Explanation:

Question 6 of 40
What kind of account requires you to leave your money in it for a specific amount of time?
A. Checking account
B. Stock market account
C. Savings account
D. Money market account​

Answers

Answer:

money market account

Explanation:

How familiar does a publicist need to be to do their job effectively?

Answers

Very familiar. It's the publicists job to make their client or company look good, with knowing past discrepancies of their client, they must do everything to keep up their client's image, as well as handling all their affairs in regards to, well, publicity, and getting their client known.  

What can the government do to reduce consumer demand for loans?

Answers

Answer:

Increase interest rates

Explanation:

The higher the interest rates that consumers have to pay may dissuade them from borrowing.

35. Eighteen percent of a circle graph is shown by a section of (1 point)
O 36 degrees.
O 64.8 degrees
O 18 degrees
0 48 degrees

Answers

Answer:

I looked it up and it said 68.4 percent, but I'm taking the test right now so I'll come back when I'm done

In the ______ stage of team development, members depend on the project manager to provide direction and structure.

Answers

Based on business management, in the Forming stage of team development, members depend on the project manager to provide direction and structure.

Stages of team developmentForming StormingNormingPerformingAdjourning

Generally, the forming stage forms the first or early stage of team development.

During this period, the rest of the project manager and the members depend on him to provide direction and structure.

Hence, in this case, it is concluded that the correct answer is "Forming stage."

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perfectly competitive market in long run equilibrium. if demand decreases, we can be certain that price will

Answers

Answer:

fall in the short run. all, some, or no firms will shut down, and some of them will exit the industry. price will then rise to reach the new long-run

wang wants to purchase a new computer from best buy. after he purchases the computer, the local best buy store notifies the buyer at corporate headquarters through the:

Answers

Answer:

Wang wants to purchase a new computer from Best Buy. After he purchases the computer, the local Best Buy store notifies the buyer at corporate headquarters through the

Explanation:

Vanessa uses credit cards because she likes to earn airline miles and cash-back rewards. She always pays off her balances in full each month and never has to pay interest or any finance charges. What is Vanessa in this scenario?

A.
a cosigner

B.
a credit counselor

C.
a convenience user

D.
a borrower

Answers

Answer:

c. a convenience user

Explanation:

i took test

Answer: c. a convenience user

Explanation:

How much does it cost to fly a dog internationally

Answers

Answer:

at least 3 watts

A broker offered to list a prospective client's home only if the client agreed to let the broker find a new home for him. This is an example of A) a good deal for the prospective client. B) smart marketing by the broker. C) an illegal tie-in agreement. D) an acceptable arrangement if any cooperating broker in either transaction agrees to accept a reduced commission.

Answers

An example of illegal agreement is when the broker offered to list the prospective client's home if the client agreed to let him find a new home for him.

An illegal agreement refers to when a contract is agreed upon for an illegal reason where such reason are against the law.

The act of the broker in this case is seen as illegal because he is only suppose to negotiate and bargain.

Hence, the example of illegal agreement is when the broker offered to list the prospective client's home if the client agreed to let him find a new home for him.

Therefore, the Option C is correct.

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Each department within an organization should develop a _______ strategy to outline how the department will improve its ability to perform task-specific activities in ways that add value to the organization's goods and services.

Answers

The type of strategy that each department within an organization develop  to outline how the department will improve its ability in order to perform specific tasks in contributing value to the goods and services of the organization is: functional level strategy.

What is Functional Level Strategy?Functional level strategies can be defined as the goals and actions that are assigned to each department in an organization.The goals and actions in functional level strategy of every department are to support the business organization's business level and corporate level strategies.  They form part of the daily operations of the various specific departments of the business organization.

Therefore, the type of strategy that each department within an organization develop  to outline how the department will improve its ability in order to perform specific tasks in contributing value to the goods and services of the organization is: functional level strategy.

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as susie left for work, she said "goodbye" to her husband and slammed the door. the loud sound of the door made her husband flinch. after many mornings of hearing "goodbye" followed by a door slam, her husband flinches when he hears her say "goodbye." in this scenario, hearing the word "goodbye" is the

Answers

In this scenario, hearing the word "goodbye" is the: conditioned stimulus.

Classical conditioning can be defined as a learning process through which two (2) stimuli are paired together repeatedly. Thus, it is a learning process which typically involves pairing two (2) stimuli, so as to help an individual anticipate an event that he or she has a reaction for.

In classical conditioning, the two (2) stimuli that are paired repeatedly include the following:

Unconditioned stimulusConditioned stimulus

A conditioned stimulus refers to a neutral stimulus that eventually triggers a conditioned response, after it is repeatedly paired (associated) with the unconditioned stimulus.

In this example, hearing the word "goodbye" is the conditioned stimulus because it made Susie's husband to elicit a response, which is flinching.

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a manager should store canned soup that has been recalled in a

Answers

It should be noted that the manager should store canned soup in a separate area until it can be returned to the distributors for credit.

It should be noted that it's the function of a company to always provide good products to their customers.

In this case, since the goods have been recalled as a result of defect it any other issues, it should be stored in a separate area until it can be returned to the distributors for credit.

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Discuss problems associated with trade deficit

Answers

Answer:

A trade deficit creates downward pressure on a country's currency under a floating exchange rate regime. With a cheaper domestic currency, imports become more expensive in the country with the trade deficit. Consumers react by reducing their consumption of imports and shifting toward domestically produced alternatives.

Revenues and expenses arising from activities that are not part of the company's operations are classified as ______ revenues and expenses.

Answers

Answer:

Nonoperating

Explanation:

The activities through which revenue and expenses occur which do not take part in the operations of business is consider as nonoperating.

how does credit utilization affect your credit score?

Answers

A high utilization rate is a sign that you may be experiencing financial difficulty and is a strong indicator of lending risk. As a result, high utilization hurts credit scores and can cause lenders to be reluctant to extend additional credit

A thrifty shopper wants to purchase a new phone that is made with quality parts. What factors should they consider?
High quality phones contain rare earth metals that are a less scarce resource and cost less to the consumer.
High quality phones contain rare earth metals that are a less scarce resource and cost more to the consumer.
High quality phones contain rare earth metals that are a more scarce resource and cost more to the consumer.
High quality phones contain rare earth metals that are a more scarce resource and cost less to the consumer.

Answers

People have different kinds of preference. The factor that should they consider is High quality phones contain are earth metals that are a more scarce resource and cost more to the consumer.

There are some traces of Rare earth metals in different quantities found in smartphones. They includes; Neodymium, dysprosium, praseodymium, terbium, etc., which are found inside displays and other electronic parts of smartphones.

These rare earth metals used in high quality smartphones is known to  give a   striking  beautiful colors such as green, blue, etc., due to their luminescent property. They are known to also make smart-phones vibrate amidst other functions.

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Answer:

C

Explanation:

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